Module 17 · Advanced

Initial margin & ISDA SIMM

After 2008, regulators required the two sides of an uncollateralized derivative to each post initial margin — a safety buffer held aside in case one defaults. To keep everyone computing the same number, the industry adopted one standard model: the ISDA SIMM (Standard Initial Margin Model).

SIMM works on your risk sensitivities — how much you make or lose per basis point at each tenor. It multiplies each by a regulatory risk weight, then aggregates them through a correlation matrix. The magic is in that aggregation: a long and a short partly cancel, so a hedged book posts far less margin than the sum of its positions. Funding all this margin over a trade's life is the real cost behind MVA.

🎛 SIMM calculator

Your rate sensitivities — DV01 per tenor ($/bp; ± = long/short)

5000
-3000
8000
-2000
4000

Initial margin you must post (SIMM)

$667,655

If risks didn't offset

$1,299,000

Diversification benefit

$631,345

Since 2016, two banks trading uncollateralized derivatives must each post initial margin — a buffer sized by the industry-standard ISDA SIMM model. It weights each risk sensitivity by a regulatory risk weight, then aggregates them with a correlation matrix — so offsetting positions (a long and a short) need far less margin than the sum of their parts. Set opposite signs across tenors and watch the benefit grow. Funding this margin is the cost behind MVA. Educational tool — not investment advice.

Things to try

  • • Make every tenor the same sign (all long) — little offset, high margin.
  • • Set adjacent tenors to opposite signs — the diversification benefit jumps.
  • • Note the margin is always below the undiversified sum — that gap is why banks hedge.