Module 8 · Advanced

Interest-rate swaps

An interest-rate swap is the most-traded derivative on Earth, and the idea is simple: two parties swap interest payments. One pays a fixed rate; the other pays a floating rate (today, SOFR). No principal changes hands — just the interest, on an agreed notional.

Why? To change your rate exposure without buying or selling bonds. A company with a floating-rate loan can swap to fixed to lock its costs; an investor can add rate risk instantly. The par swap rate is the fixed rate that makes the two legs worth exactly the same today — so a fresh swap starts at zero value. Lock in a rate away from par and the swap is immediately worth money (or owed). Its DV01— dollars per 1bp — is why swaps are the market's main rate-hedging tool.

🎛 Swap pricer

5y
100M
4.5%

Par (fair) swap rate

4.756%

makes the swap worth $0

Swap value (receive fixed)

-$1,118,261

you receive below par

DV01

$43,717

per 1bp rate move

A swap trades a stream of fixed payments for a stream of floating (SOFR) ones — no principal changes hands. The par swap rateis the fixed rate that makes both legs worth the same today, so the swap starts at zero value. Lock in a fixed rate above par and the receive-fixed side is worth money; below par and it's a liability. Its DV01makes swaps the market's main tool for adding or hedging rate risk. Educational tool — not investment advice.

Things to try

  • • Set your fixed rate to the par rate — the swap is worth ~$0, by definition.
  • • Push the fixed rate above par — the receive-fixed swap gains value; below, it's a liability.
  • • Increase the tenor — DV01 grows, because a longer swap has more rate sensitivity.