Module 6

Portfolio risk: Value-at-Risk

Once you hold more than one bond, the question becomes: how much could this whole book lose on a bad day? Value-at-Risk (VaR)answers it with a single number — e.g. “we're 99% confident we won't lose more than $X tomorrow.” Its companion, Expected Shortfall, answers the follow-up: “and on the days we doblow through VaR, how bad is it on average?”

There are three ways to compute it, and they disagree in instructive ways:

  • Parametric — assume a bell curve and use the portfolio's volatility (from each position's risk, the factor vols, and their correlations). Fast, but thin-tailed.
  • Monte-Carlo — simulate thousands of random days and read the loss off the distribution. Flexible.
  • Fat-tailed — same, but with a Student-t that has bigger tails, because real interest-rate moves crash harder than a bell curve predicts. It reports a larger, more honest loss.

And the most important free lunch in finance shows up here too: diversification. Because your positions aren't perfectly correlated, the portfolio's VaR is lessthan the sum of each position's standalone VaR. Lower the correlation and watch the benefit grow.

🎛 VaR lab

Your book — DV01 per factor ($/bp; negative = long, loses when rates rise)

$1,520
-$4,600
-$4,250
Correlation0.90

Parametric VaR

$93,225

Expected Shortfall

$106,907

Monte-Carlo VaR

$92,308

Fat-tailed VaR

$102,235

Sum of standalone VaRs $143,316 − diversified portfolio VaR $93,225 = $50,092 diversification benefit. Lower the correlation and watch it grow.

Simulated daily P&L distribution (15,000 paths)

VaR is the loss you shouldn't exceed on a normal bad day (here 99% of days). Parametric assumes a bell curve; Monte-Carlo simulates it; the fat-tailed version uses a Student-t to reflect that real rate moves have bigger tails than a bell curve — so it reports a larger loss. Educational tool — not investment advice.

Things to try

  • • Drop the correlation toward 0 — the diversification benefit jumps, and portfolio VaR falls well below the sum of parts.
  • • Compare parametric vs fat-tailed VaR — the Student-t reports a bigger loss. That gap is why 2008 “shouldn't have happened.”
  • • Switch to 10-day and 99% — how regulators size capital.